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Sanders Thomas R's Form 4 filing

Tectonic Financial, Inc. (TECTP) · filed Jan 7, 2026

Accession no.
0001774454-26-000001
Filed
Jan 7, 2026
Trade date
Jan 5, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $4.07M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sanders Thomas RCIK 0001774454Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 5, 2026Common StockSSaleDisposed−170,480$23.78F1−$4,054,014.444,620Direct
Jan 5, 2026Common StockSSaleDisposed−2,000$5.70F2−$11,40042,620Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On January 5, 2026, in connection with the Issuer's spin-off of Tectonic Advisors, LLC, the Reporting Person disposed of 170,840 shares of the Issuer in exchange for 170,840 shares of Tectonic Advisors, LLC, valued at $23.78 per share.

Referenced by the price of 1 transaction in Table I.

F2

On or about May 15, 2017, Mr. Sanders granted options to certain individuals to purchase from Mr. Sanders up to 2,000 shares of common stock of the Issuer at an exercise price of $5.70. The sale price of the common stock reflects the exercise price of such options.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)