Herning Andrew J's Form 4 filing
BTRS Holdings Inc. (BTRS) · filed Dec 5, 2022
- Accession no.
- 0001774155-22-000140
- Filed
- Dec 5, 2022
- Trade date
- Dec 1, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $288.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herning Andrew JCIK 0001578690 | Officer (Senior Vice President, Finance) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Class 1 Common Stock | MOption exerciseAcquired | +106,608 | $1.77 | +$188,696.16 | 199,419 | Direct | |
| Dec 1, 2022 | Class 1 Common Stock | MOption exerciseAcquired | +37,175 | $2.19 | +$81,413.25 | 236,594 | Direct | |
| Dec 1, 2022 | Class 1 Common Stock | MOption exerciseAcquired | +7,914 | $2.19 | +$17,331.66 | 244,508 | Direct | |
| Dec 1, 2022 | Class 1 Common Stock | SSaleDisposed | −30,456 | $9.46 | −$288,113.76 | 214,052 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Class 1 Common Stock | MOption exerciseDisposed | −106,608 | $0.00 | $0 | 0 | Direct | |
| Dec 1, 2022 | Class 1 Common Stock | MOption exerciseDisposed | −37,175 | $0.00 | $0 | 27,107 | Direct | |
| Dec 1, 2022 | Class 1 Common Stock | MOption exerciseDisposed | −7,914 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.