Boughton Soleil's Form 4 filing
Hims & Hers Health, Inc. (HIMS) · filed Jun 20, 2023
- Accession no.
- 0001773751-23-000165
- Filed
- Jun 20, 2023
- Trade date
- Jun 15-16, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 10 derivative transactions. Open-market sales total $128.6K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boughton SoleilCIK 0001837817 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +33,228 | –F1 | – | 201,317 | Direct | |
| Jun 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −11,487 | $8.80 | −$101,085.6 | 189,830 | Direct | |
| Jun 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +14,271 | $2.43 | +$34,678.53 | 204,101 | Direct | |
| Jun 16, 2023 | Class A Common Stock | SSaleDisposed | −14,271 | $9.01F4 | −$128,581.71 | 189,830 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −12,222 | $0.00 | $0 | 183,345 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −10,916 | $0.00 | $0 | 120,072 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,665 | $0.00 | $0 | 25,655 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,312 | $0.00 | $0 | 23,187 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −651 | $0.00 | $0 | 4,556 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −324 | $0.00 | $0 | 2,268 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −19 | $0.00 | $0 | 137 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −2,077 | $0.00 | $0 | 6,232 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −42 | $0.00 | $0 | 124 | Direct | |
| Jun 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −14,271 | $2.43 | −$34,678.53 | 313,119 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $9.00 - $9.055. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.