Baird Melissa's Form 4 filing
Hims & Hers Health, Inc. (HIMS) · filed May 11, 2023
- Accession no.
- 0001773751-23-000131
- Filed
- May 11, 2023, 2:04 PM ET
- Trade date
- May 9-10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $139.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baird MelissaCIK 0001837815 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2023 | Class A Common Stock | MOption exerciseAcquired | +12,966 | $0.40 | +$5,186.4 | 435,545 | Direct | |
| May 9, 2023 | Class A Common Stock | SSaleDisposed | −3,833 | $10.78F3 | −$41,310.16 | 431,712 | Direct | |
| May 9, 2023 | Class A Common Stock | SSaleDisposed | −9,133 | $10.78F4 | −$98,496.67 | 422,579 | Direct | |
| May 10, 2023 | Class A Common Stock | MOption exerciseAcquired | +12,966 | $0.40 | +$5,186.4 | 435,545 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2023 | Class A Common Stock | MOption exerciseDisposed | −12,966 | $0.40 | −$5,186.4 | 893,666 | Direct | |
| May 10, 2023 | Class A Common Stock | MOption exerciseDisposed | −12,966 | $0.40 | −$5,186.4 | 880,700 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $10.51 - $11.48. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $10.52 - $11.425. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.