Carroll Patrick Harrison's Form 4 filing
Hims & Hers Health, Inc. (HIMS) · filed Mar 2, 2022
- Accession no.
- 0001773751-22-000059
- Filed
- Mar 2, 2022
- Trade date
- Feb 28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $448.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carroll Patrick HarrisonCIK 0001839736 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2022 | Class A Common Stock | MOption exerciseAcquired | +43,882 | $1.75 | +$76,793.5 | 64,739 | Direct | |
| Feb 28, 2022 | Class A Common Stock | MOption exerciseAcquired | +41,179 | $2.43 | +$100,064.97 | 105,918 | Direct | |
| Feb 28, 2022 | Class A Common Stock | MOption exerciseAcquired | +17,801 | $2.43 | +$43,256.43 | 123,719 | Direct | |
| Feb 28, 2022 | Class A Common Stock | MOption exerciseAcquired | +86,820 | $2.43 | +$210,972.6 | 210,539 | Direct | |
| Feb 28, 2022 | Class A Common Stock | SSaleDisposed | −86,820 | $5.17F1 | −$448,859.4 | 123,719 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2022 | Class A Common Stock | MOption exerciseDisposed | −43,882 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Class A Common Stock | MOption exerciseDisposed | −41,179 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Class A Common Stock | MOption exerciseDisposed | −17,801 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Class A Common Stock | MOption exerciseDisposed | −86,820 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $5.055 - $5.27. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.