McConnell Rick M's Form 4/A amendment
AmendedDynatrace, Inc. (DT) · filed Jul 14, 2022
- Accession no.
- 0001773383-22-000079
- Filed
- Jul 14, 2022
- Trade date
- Dec 13, 2021
- Filing delay
- 213 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 15, 2021
This filing lists 1 non-derivative transaction. Open-market purchases total $145.9K. It was filed 213 days after the trade.
This amendment replaces 0001773383-21-000136 (filed Dec 13, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McConnell Rick MCIK 0001239165 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Stock | PPurchaseAcquired | +2,500 | $58.38F1 | +$145,950 | 12,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 represents a weighted average price. The shares were purchased in multiple transactions at prices ranging from $58.00 to $58.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Shares held by the Rick McConnell Trust dated July 30, 2013 (the "Rick McConnell Trust"), for which the Reporting Person is the sole trustee. The Reporting Person disclaims Section 16 beneficial ownership of the shares except to the extent of his pecuniary interest, if any, therein, and nothing contained in this report shall be deemed an admission that the Reporting Person is the beneficial owner of any of the shares for Section 16 purposes or otherwise.
- F3
A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- F4
Shares held by the Anne Marie McConnell Trust dated July 16, 2021 (the "Anne Marie McConnell Trust"), for which the Reporting Person's spouse is the sole trustee. The Reporting Person disclaims Section 16 beneficial ownership of the shares except to the extent of his pecuniary interest, if any, therein, and nothing contained in this report shall be deemed an admission that the Reporting Person is the beneficial owner of any of the shares for Section 16 purposes or otherwise.
Remarks
This Form 4 is being filed to amend the original Form 4 filed on December 15, 2021 (the "Original Form 4") to report the indirect Section 16 beneficial ownership by the Rick McConnell Trust and the Anne Marie McConnell Trust, because the Original Form 4 inadvertently attributed such beneficial ownership directly to the Reporting Person.