Santo Salvo John T's Form 4 filing
Sunnova Energy International Inc. (NOVA) · filed Mar 24, 2023
- Accession no.
- 0001772695-23-000043
- Filed
- Mar 24, 2023
- Trade date
- Mar 22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market sales total $131.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Santo Salvo John TCIK 0001783166 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2023 | Common Stock | SSaleDisposed | −9,310 | $14.09F2 | −$131,177.9 | 87,758 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2023 | Common Stock | AGrant or awardAcquired | +38,802 | $0.00 | $0 | 38,802 | Direct | |
| Mar 22, 2023 | Common Stock | AGrant or awardAcquired | +30,241 | $0.00 | $0 | 30,241 | Direct | |
| Mar 22, 2023 | Common Stock | AGrant or awardAcquired | +31,138 | $0.00 | $0 | 31,138 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale of such shares of common stock of Sunnova Energy International Inc. ("Common Stock") was authorized by the reporting person to cover the tax withholding obligation upon the March 22, 2023, settlement of the common stock that vested on March 10, 2023, and restricted stock units that vested on March 12, 2023 and March 22, 2023.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President, Chief Procurement Officer