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Hillstrand Kris W's Form 4 filing

Sunnova Energy International Inc. (NOVA) · filed Mar 24, 2023

Accession no.
0001772695-23-000039
Filed
Mar 24, 2023
Trade date
Mar 22-23, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $252.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hillstrand Kris WCIK 0001783182Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 22, 2023Common StockSSaleDisposed−13,125$13.97F2−$183,356.2597,162Direct
Mar 23, 2023Common StockSSaleDisposed−4,714$14.65F4−$69,060.192,448Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 22, 2023Common StockAGrant or awardAcquired+38,802$0.00$038,802Direct
Mar 22, 2023Common StockAGrant or awardAcquired+30,241$0.00$030,241Direct
Mar 22, 2023Common StockAGrant or awardAcquired+31,138$0.00$031,138Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $13.83 to $14.10. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $14.63 to $14.66. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.

Referenced by the price of 1 transaction in Table I.

Remarks

Executive Vice President, International and Direct

Read the full filing on SEC EDGAR (opens in a new tab)