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Berger William J's Form 4 filing

Sunnova Energy International Inc. (NOVA) · filed Aug 2, 2022

Accession no.
0001772695-22-000107
Filed
Aug 2, 2022
Trade date
Nov 5, 2020-Aug 1, 2022
Filing delay
635 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.22M. It was filed 635 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Berger William JCIK 0001782991Director, Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 29, 2022Common StockMOption exerciseAcquired+119,047$0.00$0500,798Direct
Aug 1, 2022Common StockSSaleDisposed−48,250$24.62−$1,187,915452,548Direct
Aug 1, 2022Common StockSSaleDisposed−1,405$23.41−$32,891.05451,143Direct
Aug 1, 2022Common StockSSaleDisposed−1$25.99−$25.99451,142Direct
Nov 5, 2020Common StockGGiftDisposed−129$0.00$00Indirect
Dec 29, 2020Common StockGGiftDisposed−12,000$0.00$00Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 29, 2022Common StockMOption exerciseDisposed−119,047$0.00$0476,192Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)