Hultberg Kelsey's Form 4 filing
Sunnova Energy International Inc. (NOVA) · filed Mar 24, 2022
- Accession no.
- 0001772695-22-000069
- Filed
- Mar 24, 2022
- Trade date
- Mar 22-23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $7.26K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hultberg KelseyCIK 0001861636 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2022 | Common Stock | MOption exerciseAcquired | +792 | $0.00F1 | $0 | 15,175 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −290 | $25.05 | −$7,264.5 | 14,885 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2022 | Common Stock | AGrant or awardAcquired | +9,559 | $0.00 | $0 | 9,559 | Direct | |
| Mar 22, 2022 | Common Stock | AGrant or awardAcquired | +8,293 | $0.00 | $0 | 8,293 | Direct | |
| Mar 22, 2022 | Common Stock | AGrant or awardAcquired | +8,614 | $0.00 | $0 | 8,614 | Direct | |
| Mar 22, 2022 | Common Stock | MOption exerciseDisposed | −792 | $0.00 | $0 | 1,584 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock").
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President, Chief of Staff