Baker Walter A's Form 4 filing
Sunnova Energy International Inc. (NOVA) · filed Mar 24, 2022
- Accession no.
- 0001772695-22-000057
- Filed
- Mar 24, 2022
- Trade date
- Mar 22-23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $35.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker Walter ACIK 0001512864 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2022 | Common Stock | MOption exerciseAcquired | +4,551 | $0.00F1 | $0 | 122,538 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −1,400 | $25.05 | −$35,070 | 121,138 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2022 | Common Stock | AGrant or awardAcquired | +19,508 | $0.00 | $0 | 19,508 | Direct | |
| Mar 22, 2022 | Common Stock | AGrant or awardAcquired | +16,926 | $0.00 | $0 | 16,926 | Direct | |
| Mar 22, 2022 | Common Stock | AGrant or awardAcquired | +17,580 | $0.00 | $0 | 17,580 | Direct | |
| Mar 22, 2022 | Common Stock | MOption exerciseDisposed | −4,551 | $0.00 | $0 | 13,654 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock").
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President, General Counsel and Secretary