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Bortner Andrea Renee's Form 4/A amendment

Amended

Grocery Outlet Holding Corp. (GO) · filed Apr 24, 2025

Accession no.
0001771515-25-000080
Filed
Apr 24, 2025
Trade date
Mar 10, 2025
Filing delay
45 days
Rule 10b5-1 plan
Not checked
Original filed
Mar 11, 2025

This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $113.1K. It was filed 45 days after the trade.

This amendment restates part of 0001771515-25-000066 (filed Mar 11, 2025). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bortner Andrea ReneeCIK 0001808260Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 10, 2025Common StockSSaleDisposed−3,091$13.14−$40,615.7428,076Indirect

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001771515-25-000066 (filed Mar 11, 2025).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001771515-25-000066
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 10, 2025Common StockSSaleDisposed−5,506$13.16−$72,458.9629,037Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects shares held by the Bortner Family Trust of which Ms. Bortner is a Trustee.

F2

Reflects the shares held directly by the reporting person, following the transactions that occurred on March 10, 2025.

Remarks

(i) The reporting person's title is EVP, Chief Human Resources Officer. (ii) On March 11, 2025, the reporting person filed a Form 4 which inadvertently reported the sale of 3,091 shares of common stock from the shares held directly by the reporting person, as opposed to the sale of such shares from the reporting person's trust.

Read the full filing on SEC EDGAR (opens in a new tab)