Herman Thomas F's Form 4/A amendment
AmendedGrocery Outlet Holding Corp. (GO) · filed Apr 26, 2023
- Accession no.
- 0001771515-23-000037
- Filed
- Apr 26, 2023
- Trade date
- Apr 11, 2023
- Filing delay
- 15 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Apr 12, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $58.0K. It was filed 15 days after the trade.
This amendment replaces 0001771515-23-000033 (filed Apr 12, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herman Thomas FCIK 0001253547 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 11, 2023 | Common Stock | SSaleDisposed | −2,000 | $29.00 | −$58,000 | 31,400 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2
Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.
Remarks
This Form 4 is being amended solely to check the box indicating that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense of Rule 10b5-1(c).