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Sheedy Robert Joseph Jr.'s Form 4 filing

Grocery Outlet Holding Corp. (GO) · filed Aug 26, 2022

Accession no.
0001771515-22-000121
Filed
Aug 26, 2022
Trade date
Aug 18-25, 2022
Filing delay
8 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $262.2K. It was filed 8 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sheedy Robert Joseph Jr.CIK 0001779766Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 18, 2022Common StockGGiftDisposed−2,250$0.00$063,992Direct
Aug 25, 2022Common StockMOption exerciseAcquired+6,667$3.81+$25,401.2770,659Direct
Aug 25, 2022Common StockSSaleDisposed−6,667$39.33−$262,213.1163,992Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 25, 2022Common StockMOption exerciseDisposed−6,667$0.00$037,057Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)