Bracher Charles's Form 4 filing
Grocery Outlet Holding Corp. (GO) · filed May 25, 2022
- Accession no.
- 0001771515-22-000073
- Filed
- May 25, 2022
- Trade date
- May 24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.13M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bracher CharlesCIK 0001444802 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +30,000 | $3.81 | +$114,300 | 107,234 | Direct | |
| May 24, 2022 | Common Stock | SSaleDisposed | −15,000 | $38.00 | −$570,000 | 92,234 | Direct | |
| May 24, 2022 | Common Stock | SSaleDisposed | −15,000 | $37.60 | −$564,000 | 77,234 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 80,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.