Sheedy Robert Joseph Jr.'s Form 4/A amendment
AmendedGrocery Outlet Holding Corp. (GO) · filed Mar 7, 2022
- Accession no.
- 0001771515-22-000032
- Filed
- Mar 7, 2022
- Trade date
- Sep 10, 2020
- Filing delay
- 543 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 14, 2020
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $490.8K. It was filed 543 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sheedy Robert Joseph Jr.CIK 0001779766 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2020 | Common Stock | MOption exerciseAcquired | +12,500 | $3.81 | +$47,625 | 37,059 | Direct | |
| Sep 10, 2020 | Common Stock | SSaleDisposed | −12,500 | $39.26 | −$490,750 | 24,559 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2020 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 298,311 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2
Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
Remarks
This Form 4 is being amended solely to restate the outstanding balances reported in Column 5 of Table 1. Due to an administrative error, such balances were incorrectly reported in the original Form 4 filed September 14, 2020.