Kirkhorn Zachary's Form 4 filing
Tesla, Inc. (TSLA) · filed Sep 7, 2022
- Accession no.
- 0001771364-22-000006
- Filed
- Sep 7, 2022
- Trade date
- Sep 5-6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirkhorn ZacharyCIK 0001771364 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2022 | Common Stock | MOption exerciseAcquired | +648 | $0.00 | $0 | 187,855.5 | Direct | |
| Sep 5, 2022 | Common Stock | MOption exerciseAcquired | +2,722 | $0.00 | $0 | 190,577.5 | Direct | |
| Sep 5, 2022 | Common Stock | MOption exerciseAcquired | +13,500 | $0.00 | $0 | 204,077.5 | Direct | |
| Sep 6, 2022 | Common Stock | SSaleDisposed | −7,550.5 | $269.39 | −$2,034,029.2 | 196,527 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2022 | Common Stock | MOption exerciseDisposed | −648 | $0.00 | $0 | 3,237 | Direct | |
| Sep 5, 2022 | Common Stock | MOption exerciseDisposed | −2,722 | $0.00 | $0 | 13,613 | Direct | |
| Sep 5, 2022 | Common Stock | MOption exerciseDisposed | −13,500 | $0.00 | $0 | 40,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.