Kirkhorn Zachary's Form 4 filing
Tesla, Inc. (TSLA) · filed Sep 8, 2021
- Accession no.
- 0001771364-21-000011
- Filed
- Sep 8, 2021
- Trade date
- Sep 5-7, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.09M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirkhorn ZacharyCIK 0001771364 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2021 | Common Stock | MOption exerciseAcquired | +4,500 | $0.00 | $0 | 58,757 | Direct | |
| Sep 5, 2021 | Common Stock | MOption exerciseAcquired | +907 | $0.00 | $0 | 59,664 | Direct | |
| Sep 5, 2021 | Common Stock | MOption exerciseAcquired | +216 | $0.00 | $0 | 59,880 | Direct | |
| Sep 5, 2021 | Common Stock | MOption exerciseAcquired | +312 | $0.00 | $0 | 60,192 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −2,779.75 | $752.90 | −$2,092,873.78 | 57,412.25 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2021 | Common Stock | MOption exerciseDisposed | −312 | $0.00 | $0 | 0 | Direct | |
| Sep 5, 2021 | Common Stock | MOption exerciseDisposed | −216 | $0.00 | $0 | 1,942 | Direct | |
| Sep 5, 2021 | Common Stock | MOption exerciseDisposed | −907 | $0.00 | $0 | 8,168 | Direct | |
| Sep 5, 2021 | Common Stock | MOption exerciseDisposed | −4,500 | $0.00 | $0 | 31,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.