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Brandman Jared's Form 4 filing

National Vision Holdings, Inc. (EYE) · filed Aug 24, 2021

Accession no.
0001767639-21-000008
Filed
Aug 24, 2021
Trade date
Aug 20, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $490.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brandman JaredCIK 0001767639Officer (SVP, GC and Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 20, 2021Common StockMOption exerciseAcquired+8,824$15.74+$138,889.7615,930Direct
Aug 20, 2021Common StockSSaleDisposed−8,824$55.56F1−$490,261.447,106Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 20, 2021Common StockMOption exerciseDisposed−8,824$0.00$040,686Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $55.55 to $55.57. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)