Sherman A Haag's Form 4 filing
Tectonic Financial, Inc. (TECTP) · filed Aug 23, 2021
- Accession no.
- 0001766526-21-000002
- Filed
- Aug 23, 2021
- Trade date
- Aug 19, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $300.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sherman A HaagCIK 0001283832 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock | SSaleDisposed | −12,000 | $10.00 | −$120,000 | 1,739,000 | Indirect | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −10,500 | $10.00 | −$105,000 | 370,000 | Indirect | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −7,500 | $10.00 | −$75,000 | 12,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.