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Guerisoli Brent's Form 4 filing

Pennant Group, Inc. (PNTG) · filed Aug 30, 2024

Accession no.
0001766400-24-000100
Filed
Aug 30, 2024
Trade date
Aug 27, 2024
Filing delay
3 daysLate
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $49.3K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Guerisoli BrentCIK 0001838360Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 27, 2024Common StockMOption exerciseAcquired+15$7.42+$111.380,157Direct
Aug 27, 2024Common StockMOption exerciseAcquired+2,500$7.42+$18,55082,657Direct
Aug 27, 2024Common StockSSaleDisposed−1,407$34.74−$48,879.1881,250Direct
Aug 27, 2024Common StockSSaleDisposed−11$34.74−$382.1481,239Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 27, 2024Common StockMOption exerciseDisposed−15$7.42−$111.32,500Direct
Aug 27, 2024Common StockMOption exerciseDisposed−2,500$7.42−$18,5500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

This Form 4 is being filed late due to inadvertent administrative error.

Read the full filing on SEC EDGAR (opens in a new tab)