Butterfield Stewart's Form 4 filing
Slack Technologies, Inc. (WORK) · filed Jul 6, 2021
- Accession no.
- 0001764925-21-000108
- Filed
- Jul 6, 2021
- Trade date
- Jul 1, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.84M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Butterfield StewartCIK 0001775610 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Class A Common Stock | CConversionAcquired | +228,801 | $0.00F1 | $0 | 1,202,471 | Direct | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −109,290 | $44.26 | −$4,837,175.4 | 1,093,181 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Class B Common Stock | MOption exerciseDisposed | −228,801 | $0.00F3 | $0 | 76,267 | Direct | |
| Jul 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +228,801 | $0.00 | $0 | 38,584,666 | Direct | |
| Jul 1, 2021 | Class A Common Stock | CConversionDisposed | −228,801 | $0.00 | $0 | 38,355,865 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
Referenced by the price of 1 transaction in Table I.
- F3
Each RSU represents the right to receive one share of Class B Common Stock.
Referenced by the price of 1 transaction in Table II.