Fielding Donna's Form 4 filing
Global Industrial Co (GIC) · filed Sep 9, 2021
- Accession no.
- 0001764073-21-000007
- Filed
- Sep 9, 2021
- Trade date
- Sep 2-8, 2021
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $414.3K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fielding DonnaCIK 0001764073 | Officer (Chief Human Resources Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Stock | JOtherAcquired | +447 | $18.91F2 | +$8,452.77 | 3,311 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +3,084 | $23.72 | +$73,152.48 | 6,395 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −3,444 | $38.04F3 | −$131,009.76 | 2,951 | Direct | |
| Sep 8, 2021 | Common Stock | MOption exerciseAcquired | +4,543 | $23.72 | +$107,759.96 | 7,494 | Direct | |
| Sep 8, 2021 | Common Stock | MOption exerciseAcquired | +1,647 | $23.65 | +$38,951.55 | 9,141 | Direct | |
| Sep 8, 2021 | Common Stock | SSaleDisposed | −7,729 | $36.65F4 | −$283,267.85 | 1,412 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock | CConversionDisposed | −3,084 | $0.00 | $0 | 12,169 | Direct | |
| Sep 8, 2021 | Common Stock | CConversionDisposed | −4,543 | $0.00 | $0 | 7,626 | Direct | |
| Sep 8, 2021 | Common Stock | CConversionDisposed | −1,647 | $0.00 | $0 | 4,940 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $38.00 to $38.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $36.14 to $37.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.