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Ahmed Mukhtar's Form 4 filing

Clarivate PLC (CLVT) · filed Dec 10, 2021

Accession no.
0001764046-21-000180
Filed
Dec 10, 2021
Trade date
Dec 8, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $361.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ahmed MukhtarCIK 0001802889Officer (President, Science Group)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2021Ordinary SharesMOption exerciseAcquired+59,462$18.72+$1,113,128.64107,720Direct
Dec 8, 2021Ordinary SharesFTax withholdingDisposed−44,884$24.80−$1,113,123.262,836Direct
Dec 8, 2021Ordinary SharesSSaleDisposed−14,578$24.80−$361,534.448,258Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 8, 2021Ordinary SharesMOption exerciseDisposed−59,462$18.72−$1,113,128.640Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)