Mountcastle David's Form 4 filing
Privia Health Group, Inc. (PRVA) · filed Jul 19, 2022
- Accession no.
- 0001759655-22-000099
- Filed
- Jul 19, 2022
- Trade date
- Jul 15-18, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $972.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mountcastle DavidCIK 0001858396 | Officer (EVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +3,429 | $2.00 | +$6,858 | 96,080 | Direct | |
| Jul 15, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,429 | $35.00F2 | −$120,015 | 92,651 | Direct | |
| Jul 18, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +51,756 | $2.00 | +$103,512 | 144,407 | Direct | |
| Jul 18, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −24,990 | $34.06F3 | −$851,159.4 | 119,417 | Direct | |
| Jul 18, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −25 | $35.00 | −$875 | 119,392 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2022 | Common Stock | MOption exerciseDisposed | −3,429 | $0.00 | $0 | 93,568 | Direct | |
| Jul 18, 2022 | Common Stock | MOption exerciseDisposed | −51,756 | $0.00 | $0 | 41,812 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.015 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.81 to $34.80 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.