Buzby David S's Form 4/A amendment
AmendedStem, Inc. (STEM) · filed Jun 10, 2024
- Accession no.
- 0001758766-24-000130
- Filed
- Jun 10, 2024
- Trade date
- Jun 20, 2023-Mar 18, 2024
- Filing delay
- 356 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 18, 2024
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $176.2K. It was filed 356 days after the trade.
This amendment replaces 0001758766-24-000057 (filed Mar 18, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buzby David SCIK 0001244203 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2023 | Common Stock, Par Value $0.0001 Per Share | GGiftDisposed | −20,498 | $0.00 | $0 | 0 | Direct | |
| Jun 20, 2023 | Common Stock, Par Value $0.0001 Per Share | GGiftAcquired | +20,498 | $0.00 | $0 | 641,209 | Indirect | |
| Mar 15, 2024 | Common Stock, Par Value $0.0001 Per Share | PPurchaseAcquired | +62,500 | $1.84 | +$115,000 | 62,500 | Direct | |
| Mar 18, 2024 | Common Stock, Par Value $0.0001 Per Share | PPurchaseAcquired | +33,800 | $1.81 | +$61,178 | 96,300 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.