Carrington John Eugene's Form 4 filing
Stem, Inc. (STEM) · filed May 7, 2024
- Accession no.
- 0001758766-24-000092
- Filed
- May 7, 2024
- Trade date
- May 2, 2024
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction. Open-market sales total $359.2K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carrington John EugeneCIK 0001434884 | Director, Officer (CEO and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2024 | Common Stock, Par Value $0.0001 Per Share | SSaleDisposed | −194,171 | $1.85 | −$359,216.35 | 506,585 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.