Shukla Rahul's Form 4 filing
Stem, Inc. (STEM) · filed Mar 5, 2024
- Accession no.
- 0001758766-24-000032
- Filed
- Mar 5, 2024
- Trade date
- Mar 1-4, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $49.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shukla RahulCIK 0001900919 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock, Par Value $0.0001 Per Share | AGrant or awardAcquired | +41,231 | $0.00 | $0 | 61,435 | Direct | |
| Mar 4, 2024 | Common Stock, Par Value $0.0001 Per Share | SSaleDisposed | −20,204 | $2.47 | −$49,903.88 | 41,231 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.