Hult William's Form 4 filing
Tradeweb Markets Inc. (TW) · filed May 13, 2024
- Accession no.
- 0001758730-24-000114
- Filed
- May 13, 2024
- Trade date
- May 9-10, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $11.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hult WilliamCIK 0001771194 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2024 | Class A common stock | MOption exerciseAcquired | +51,000 | $20.59 | +$1,050,090 | 280,191 | Direct | |
| May 9, 2024 | Class A common stock | SSaleDisposed | −51,000 | $112.57 | −$5,741,070 | 229,191 | Direct | |
| May 10, 2024 | Class A common stock | MOption exerciseAcquired | +47,000 | $20.59 | +$967,730 | 276,191 | Direct | |
| May 10, 2024 | Class A common stock | SSaleDisposed | −39,200 | $111.63 | −$4,375,896 | 236,991 | Direct | |
| May 10, 2024 | Class A common stock | SSaleDisposed | −7,800 | $111.63 | −$870,714 | 229,191 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2024 | Class A common stock | MOption exerciseDisposed | −51,000 | $0.00 | $0 | 191,900 | Direct | |
| May 10, 2024 | Class A common stock | MOption exerciseDisposed | −47,000 | $0.00 | $0 | 144,900 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.