Hult William's Form 4 filing
Tradeweb Markets Inc. (TW) · filed Dec 12, 2023
- Accession no.
- 0001758730-23-000180
- Filed
- Dec 12, 2023
- Trade date
- Dec 8, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.17M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hult WilliamCIK 0001771194 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Class A common stock | MOption exerciseAcquired | +35,000 | $20.59 | +$720,650 | 217,888 | Direct | |
| Dec 8, 2023 | Class A common stock | SSaleDisposed | −33,100 | $90.41 | −$2,992,571 | 184,788 | Direct | |
| Dec 8, 2023 | Class A common stock | SSaleDisposed | −1,900 | $91.49 | −$173,831 | 182,888 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Class A common stock | MOption exerciseDisposed | −35,000 | $0.00 | $0 | 242,900 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.