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Clegg Don W's Form 4 filing

Super Micro Computer, Inc. (SMCI) · filed Feb 16, 2024

Accession no.
0001758554-24-000020
Filed
Feb 16, 2024
Trade date
Feb 14-15, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 24 non-derivative transactions and 4 derivative transactions. Open-market sales total $25.1M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Clegg Don WCIK 0001777241Officer (SVP, Worldwide Sales)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 14, 2024Common StockMOption exerciseAcquired+2,000$20.54+$41,0804,837Direct
Feb 14, 2024Common StockMOption exerciseAcquired+20,000$22.10+$442,00024,837Direct
Feb 14, 2024Common StockMOption exerciseAcquired+6,000$30.33+$181,98030,837Direct
Feb 14, 2024Common StockSSaleDisposed−700$863.70−$604,59030,137Direct
Feb 14, 2024Common StockSSaleDisposed−900$864.70−$778,23029,237Direct
Feb 14, 2024Common StockSSaleDisposed−645$865.96−$558,544.228,592Direct
Feb 14, 2024Common StockSSaleDisposed−2,200$867.49−$1,908,47826,392Direct
Feb 14, 2024Common StockSSaleDisposed−1,100$868.29−$955,11925,292Direct
Feb 14, 2024Common StockSSaleDisposed−2,000$869.46−$1,738,92023,292Direct
Feb 14, 2024Common StockSSaleDisposed−2,357$870.16−$2,050,967.1220,935Direct
Feb 14, 2024Common StockSSaleDisposed−700$871.60−$610,12020,235Direct
Feb 14, 2024Common StockSSaleDisposed−1,500$872.86−$1,309,29018,735Direct
Feb 14, 2024Common StockSSaleDisposed−1,000$874.08−$874,08017,735Direct
Feb 14, 2024Common StockSSaleDisposed−1,500$875.17−$1,312,75516,235Direct
Feb 14, 2024Common StockSSaleDisposed−3,785$876.24−$3,316,568.412,450Direct
Feb 14, 2024Common StockSSaleDisposed−2,400$877.12−$2,105,08810,050Direct
Feb 14, 2024Common StockSSaleDisposed−800$877.98−$702,3849,250Direct
Feb 14, 2024Common StockSSaleDisposed−1,175$880.58−$1,034,681.58,075Direct
Feb 14, 2024Common StockSSaleDisposed−2,339$881.42−$2,061,641.385,736Direct
Feb 14, 2024Common StockSSaleDisposed−1,700$882.34−$1,499,9784,036Direct
Feb 14, 2024Common StockSSaleDisposed−1,326$883.63−$1,171,693.382,710Direct
Feb 14, 2024Common StockSSaleDisposed−600$884.47−$530,6822,110Direct
Feb 15, 2024Common StockMOption exerciseAcquired+500––2,610Direct
Feb 15, 2024Common StockFTax withholdingDisposed−254$1,004.00−$255,0162,356Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 14, 2024Common StockMOption exerciseDisposed−2,000$0.00$00Direct
Feb 14, 2024Common StockMOption exerciseDisposed−20,000$0.00$00Direct
Feb 14, 2024Common StockMOption exerciseDisposed−6,000$0.00$01,500Direct
Feb 15, 2024Common StockMOption exerciseDisposed−500$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)