Clegg Don W's Form 4 filing
Super Micro Computer, Inc.SMCI · filed Feb 16, 2024
- Accession no.
- 0001758554-24-000020
- Filed
- Feb 16, 2024
- Trade date
- Feb 14-15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 24 non-derivative transactions and 4 derivative transactions. Open-market sales total $25.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clegg Don WCIK 0001777241 | Officer (SVP, Worldwide Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2024 | Common Stock | MOption exerciseAcquired | +2,000 | $20.54 | +$41,080 | 4,837 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseAcquired | +20,000 | $22.10 | +$442,000 | 24,837 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseAcquired | +6,000 | $30.33 | +$181,980 | 30,837 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −700 | $863.70F1 | −$604,590 | 30,137 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −900 | $864.70F2 | −$778,230 | 29,237 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −645 | $865.96F3 | −$558,544.2 | 28,592 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −2,200 | $867.49F4 | −$1,908,478 | 26,392 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −1,100 | $868.29F5 | −$955,119 | 25,292 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −2,000 | $869.46F6 | −$1,738,920 | 23,292 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −2,357 | $870.16F7 | −$2,050,967.12 | 20,935 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −700 | $871.60F8 | −$610,120 | 20,235 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −1,500 | $872.86F9 | −$1,309,290 | 18,735 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −1,000 | $874.08F10 | −$874,080 | 17,735 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −1,500 | $875.17F11 | −$1,312,755 | 16,235 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −3,785 | $876.24F12 | −$3,316,568.4 | 12,450 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −2,400 | $877.12F13 | −$2,105,088 | 10,050 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −800 | $877.98F14 | −$702,384 | 9,250 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −1,175 | $880.58F15 | −$1,034,681.5 | 8,075 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −2,339 | $881.42F16 | −$2,061,641.38 | 5,736 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −1,700 | $882.34F17 | −$1,499,978 | 4,036 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −1,326 | $883.63F18 | −$1,171,693.38 | 2,710 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −600 | $884.47F19 | −$530,682 | 2,110 | Direct | |
| Feb 15, 2024 | Common Stock | MOption exerciseAcquired | +500 | –F20 | – | 2,610 | Direct | |
| Feb 15, 2024 | Common Stock | FTax withholdingDisposed | −254 | $1,004.00 | −$255,016 | 2,356 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 0 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 0 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 1,500 | Direct | |
| Feb 15, 2024 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $863.11 to $864.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $864.56 to $865.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $865.80 to $866.38, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $866.89 to $867.88, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $867.90 to $868.80, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $868.91 to $869.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.93 to $870.89, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $871.19 to $871.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $872.50 to $873.37, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $873.65 to $874.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.72 to $875.71, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $875.74 to $876.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $876.75 to $877.74, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.77 to $878.55, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $879.79 to $880.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $880.82 to $881.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $881.87 to $882.78, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.98 to $883.97, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $884.00 to $884.85, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F20
Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
Referenced by the price of 1 transaction in Table I.