Kao George's Form 4 filing
Super Micro Computer, Inc. (SMCI) · filed Feb 7, 2024
- Accession no.
- 0001758554-24-000011
- Filed
- Feb 7, 2024
- Trade date
- Feb 5, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.04M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kao GeorgeCIK 0001777243 | Officer (SVP, OPERATIONS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 5, 2024 | Common Stock | MOption exerciseAcquired | +4,200 | $23.74 | +$99,708 | 11,460 | Direct | |
| Feb 5, 2024 | Common Stock | SSaleDisposed | −1,608 | $649.85 | −$1,044,958.8 | 9,852 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 5, 2024 | Common Stock | MOption exerciseDisposed | −4,200 | $0.00 | $0 | 1,210 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.