Liu Liang Chiu-Chu Sara's Form 4 filing
Super Micro Computer, Inc. (SMCI) · filed Jan 31, 2024
- Accession no.
- 0001758554-24-000005
- Filed
- Jan 31, 2024
- Trade date
- Jan 29, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $458.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liu Liang Chiu-Chu SaraCIK 0001392941 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | MOption exerciseAcquired | +524 | $42.35 | +$22,191.4 | 3,238 | Direct | Duplicate filing |
| Jan 29, 2024 | Common Stock | MOption exerciseAcquired | +438 | $33.36 | +$14,611.68 | 3,676 | Direct | Duplicate filing |
| Jan 29, 2024 | Common Stock | SSaleDisposed | −962 | $476.10 | −$458,008.2 | 2,714 | Direct | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | MOption exerciseDisposed | −524 | $0.00 | $0 | 2,623 | Direct | Duplicate filing |
| Jan 29, 2024 | Common Stock | MOption exerciseDisposed | −438 | $0.00 | $0 | 0 | Direct | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.