Weigand David E's Form 4 filing
Super Micro Computer, Inc. (SMCI) · filed Dec 5, 2023
- Accession no.
- 0001758554-23-000130
- Filed
- Dec 5, 2023
- Trade date
- Dec 1, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $5.77M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weigand David ECIK 0001777404 | Officer (SVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common Stock | MOption exerciseAcquired | +3,928 | $22.10 | +$86,808.8 | 18,193 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseAcquired | +7,000 | $30.33 | +$212,310 | 25,193 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseAcquired | +22,500 | $53.04 | +$1,193,400 | 47,693 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseAcquired | +3,562 | $53.04 | +$188,928.48 | 51,255 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseAcquired | +1,875 | $254.43 | +$477,056.25 | 53,130 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −17,733 | $267.75 | −$4,748,010.75 | 35,397 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −3,817 | $268.47 | −$1,024,749.99 | 31,580 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common Stock | MOption exerciseDisposed | −3,928 | $0.00 | $0 | 0 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseDisposed | −7,000 | $0.00 | $0 | 1,000 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseDisposed | −22,500 | $0.00 | $0 | 7,500 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseDisposed | −3,562 | $0.00 | $0 | 5,938 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseDisposed | −1,875 | $0.00 | $0 | 13,125 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.