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Weigand David E's Form 4 filing

Super Micro Computer, Inc. (SMCI) · filed Nov 8, 2023

Accession no.
0001758554-23-000117
Filed
Nov 8, 2023
Trade date
Nov 6, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.01M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Weigand David ECIK 0001777404Officer (SVP, Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 6, 2023Common StockMOption exerciseAcquired+16,072$22.10+$355,191.229,536Direct
Nov 6, 2023Common StockSSaleDisposed−14,698$249.52−$3,667,444.9614,838Direct
Nov 6, 2023Common StockSSaleDisposed−1,374$250.38−$344,022.1213,464Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 6, 2023Common StockMOption exerciseDisposed−16,072$0.00$03,928Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)