Liang Charles's Form 4 filing
Super Micro Computer, Inc. (SMCI) · filed Oct 31, 2023
- Accession no.
- 0001758554-23-000113
- Filed
- Oct 31, 2023
- Trade date
- Oct 27, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $234.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liang CharlesCIK 0001392942 | Director, Officer (President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2023 | Common Stock | MOption exerciseAcquired | +524 | $42.35 | +$22,191.4 | 3,021 | Indirect | |
| Oct 27, 2023 | Common Stock | MOption exerciseAcquired | +437 | $33.36 | +$14,578.32 | 3,458 | Indirect | |
| Oct 27, 2023 | Common Stock | SSaleDisposed | −961 | $243.62 | −$234,118.82 | 2,497 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2023 | Common Stock | MOption exerciseDisposed | −524 | $0.00 | $0 | 3,147 | Indirect | |
| Oct 27, 2023 | Common Stock | MOption exerciseDisposed | −437 | $0.00 | $0 | 438 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.