Kao George's Form 4 filing
Super Micro Computer, Inc. (SMCI) · filed Aug 16, 2023
- Accession no.
- 0001758554-23-000086
- Filed
- Aug 16, 2023
- Trade date
- Aug 14-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.39M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kao GeorgeCIK 0001777243 | Officer (SVP, OPERATIONS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2023 | Common Stock | MOption exerciseAcquired | +5,160 | $26.95 | +$139,062 | 12,498 | Direct | |
| Aug 14, 2023 | Common Stock | SSaleDisposed | −5,160 | $269.99 | −$1,393,148.4 | 7,338 | Direct | |
| Aug 15, 2023 | Common Stock | MOption exerciseAcquired | +500 | – | – | 7,838 | Direct | |
| Aug 15, 2023 | Common Stock | FTax withholdingDisposed | −248 | $264.22 | −$65,526.56 | 7,590 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2023 | Common Stock | MOption exerciseDisposed | −5,160 | $0.00 | $0 | 14,840 | Direct | |
| Aug 15, 2023 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.