Liang Charles's Form 4 filing
Super Micro Computer, Inc. (SMCI) · filed Jul 31, 2023
- Accession no.
- 0001758554-23-000072
- Filed
- Jul 31, 2023
- Trade date
- Jul 27, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $316.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liang CharlesCIK 0001392942 | Director, Officer (President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2023 | Common Stock | MOption exerciseAcquired | +525 | $42.35 | +$22,233.75 | 2,352 | Indirect | Duplicate filing |
| Jul 27, 2023 | Common Stock | MOption exerciseAcquired | +438 | $33.36 | +$14,611.68 | 2,790 | Indirect | Duplicate filing |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −963 | $329.05F2 | −$316,875.15 | 1,827 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2023 | Common Stock | MOption exerciseDisposed | −525 | $0.00 | $0 | 3,671 | Indirect | Duplicate filing |
| Jul 27, 2023 | Common Stock | MOption exerciseDisposed | −438 | $0.00 | $0 | 875 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.0343 to $329.0698, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.