Kao George's Form 4 filing
Super Micro Computer, Inc. (SMCI) · filed May 12, 2023
- Accession no.
- 0001758554-23-000045
- Filed
- May 12, 2023
- Trade date
- May 10-11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $74.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kao GeorgeCIK 0001777243 | Officer (SVP, OPERATIONS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +152 | –F1 | – | 7,845 | Direct | |
| May 10, 2023 | Common Stock | FTax withholdingDisposed | −53 | $134.28 | −$7,116.84 | 7,792 | Direct | |
| May 11, 2023 | Common Stock | SSaleDisposed | −553 | $135.19 | −$74,760.07 | 7,239 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −152 | $0.00 | $0 | 912 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
Referenced by the price of 1 transaction in Table I.