Principal Financial Services Inc's Form 4 filing
Principal Real Asset Fund (PDSKX) · filed Apr 30, 2025
- Accession no.
- 0001756404-25-000008
- Filed
- Apr 30, 2025
- Trade date
- Apr 28, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $256.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Principal Financial Services IncCIK 0001094589 | Other: Affiliate of Advisor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 28, 2025 | Class Y Shares of beneficial interest | SSaleDisposed | −9,082,230.32 | $26.41 | −$239,861,702.75 | 0 | Direct | |
| Apr 28, 2025 | Class A Shares of beneficial interest | SSaleDisposed | −322,425.1 | $25.92 | −$8,357,258.59 | 0 | Direct | |
| Apr 28, 2025 | Institutional Class Shares of beneficial interest | SSaleDisposed | −328,290.97 | $26.09 | −$8,565,111.41 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.