Principal Financial Services Inc's Form 4 filing
Principal Real Asset Fund (PDSKX) · filed Jan 27, 2025
- Accession no.
- 0001756404-25-000002
- Filed
- Jan 27, 2025
- Trade date
- Jan 23, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $9.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Principal Financial Services IncCIK 0001094589 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 23, 2025 | Class Y Shares of beneficial interest | SSaleDisposed | −343,511.45 | $26.20 | −$8,999,999.99 | 368,915.87 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.