Principal Financial Services Inc's Form 4 filing
Principal Real Asset Fund (PDSKX) · filed Aug 9, 2024
- Accession no.
- 0001756404-24-000050
- Filed
- Aug 9, 2024
- Trade date
- Jan 25, 2023
- Filing delay
- 562 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $8.00M. It was filed 562 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Principal Financial Services IncCIK 0001094589 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 25, 2023 | Class Y Shares of beneficial interest | SSaleDisposed | −309,957.38 | $25.81 | −$7,999,999.98 | 1,784,330.05 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.