Topline Capital Partners, LP's Form 4 filing
Heritage Global Inc. (HGBL) · filed Apr 5, 2023
- Accession no.
- 0001754074-23-000004
- Filed
- Apr 5, 2023
- Trade date
- Apr 3-4, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $149.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Topline Capital Partners, LPCIK 0001754074 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | Common Stock | SSaleDisposed | −50,000 | $2.88 | −$144,000 | 3,860,460 | Direct | |
| Apr 4, 2023 | Common Stock | SSaleDisposed | −1,934 | $2.84 | −$5,492.56 | 3,858,526 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.