Topline Capital Partners, LP's Form 4 filing
Heritage Global Inc. (HGBL) · filed Mar 30, 2023
- Accession no.
- 0001754074-23-000003
- Filed
- Mar 30, 2023
- Trade date
- Mar 27-30, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $203.8K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Topline Capital Partners, LPCIK 0001754074 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 27, 2023 | Common Stock | SSaleDisposed | −35,345 | $2.88 | −$101,793.6 | 3,946,012 | Direct | |
| Mar 29, 2023 | Common Stock | SSaleDisposed | −19,283 | $2.86 | −$55,149.38 | 3,926,729 | Direct | |
| Mar 30, 2023 | Common Stock | SSaleDisposed | −16,269 | $2.88 | −$46,854.72 | 3,910,460 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.