Topline Capital Partners, LP's Form 4 filing
Usio, Inc. (USIO) · filed Nov 14, 2022
- Accession no.
- 0001754074-22-000004
- Filed
- Nov 14, 2022
- Trade date
- Nov 9-11, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.05M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Topline Capital Partners, LPCIK 0001754074 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Common Stock | SSaleDisposed | −112,508 | $2.11 | −$237,391.88 | 2,825,435 | Direct | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −39,994 | $1.93 | −$77,188.42 | 2,785,441 | Direct | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −357,529 | $2.06 | −$736,509.74 | 2,427,912 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.