Topline Capital Partners, LP's Form 4 filing
Usio, Inc. (USIO) · filed Dec 1, 2021
- Accession no.
- 0001754074-21-000008
- Filed
- Dec 1, 2021
- Trade date
- Nov 29-30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $114.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Topline Capital Partners, LPCIK 0001754074 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | SSaleDisposed | −14,018 | $7.98 | −$111,863.64 | 3,326,069 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −320 | $7.91 | −$2,531.2 | 3,325,749 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.