Topline Capital Partners, LP's Form 4 filing
Usio, Inc. (USIO) · filed Nov 26, 2021
- Accession no.
- 0001754074-21-000007
- Filed
- Nov 26, 2021
- Trade date
- Nov 23-26, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.09M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Topline Capital Partners, LPCIK 0001754074 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Common Stock | SSaleDisposed | −28,114 | $7.93 | −$222,944.02 | 3,446,886 | Direct | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −99,682 | $8.17 | −$814,401.94 | 3,347,204 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −7,117 | $8.00 | −$56,936 | 3,340,087 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.