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Williams Gregg's Form 4 filing

Vivani Medical, Inc. (VANI) · filed Nov 20, 2023

Accession no.
0001753926-23-001511
Filed
Nov 20, 2023
Trade date
Nov 16-17, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $3.10K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Williams GreggCIK 0001624919Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2023Common StockPPurchaseAcquired+2,015$0.95+$1,914.25485,820Direct
Nov 17, 2023Common StockPPurchaseAcquired+1,251$0.95+$1,188.45487,071Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)