Williams Gregg's Form 4 filing
Vivani Medical, Inc. (VANI) · filed Oct 2, 2023
- Accession no.
- 0001753926-23-001285
- Filed
- Oct 2, 2023
- Trade date
- Sep 28-Oct 2, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $36.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams GreggCIK 0001624919 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2023 | Common Stock | PPurchaseAcquired | +20,003 | $1.03 | +$20,603.09 | 253,336 | Direct | |
| Oct 2, 2023 | Common Stock | PPurchaseAcquired | +16,207 | $1.00 | +$16,207 | 269,543 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.