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Williams Gregg's Form 4 filing

Vivani Medical, Inc. (VANI) · filed Sep 22, 2023

Accession no.
0001753926-23-001254
Filed
Sep 22, 2023
Trade date
Sep 20-21, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $19.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Williams GreggCIK 0001624919Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 20, 2023Common StockPPurchaseAcquired+21,028$0.92+$19,345.76206,254Direct
Sep 21, 2023Common StockPPurchaseAcquired+398$0.93+$370.14206,652Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)